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Showing 111 to 120 of 408 search results for application of MiFID II.

  1. MiFID II and the fight against financial crime

    Speeches Published: 11/07/2018 Last modified: 20/07/2018
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

  2. MiFID II Disclosure Requirements [pdf]

    Impact assessments Published: 04/07/2018

  3. MiFID II Research and Inducement [pdf]

    Impact assessments Published: 04/07/2018

  4. MIFID II Ancillary Activity Exemption – Notification Guide [pdf]

    Documents Published: 19/07/2017
    Use this gudie when submitting an annual notification confirming use of the ancilliary activity exemption.

  5. Minutes of the MiFID II implementation: Trade Association Roundtable, May 2016 [pdf]

    Meeting minutes Published: 03/08/2016 Last modified: 03/08/2016
    From the meeting held on 26 May 2016.

  6. Minutes of the MiFID II implementation: Trade Association Roundtable, April 2016 [pdf]

    Meeting minutes Published: 20/05/2016 Last modified: 20/05/2016
    From the meeting held on 25 April 2016.

  7. Minutes of the MiFID II implementation: Conduct Forum, April 2016 [pdf]

    Meeting minutes Published: 10/05/2016 Last modified: 10/05/2016
    From the meeting held on 18 April 2016.

  8. Minutes of the MiFID II implementation: Trade Association Roundtable, March 2016 [pdf]

    Meeting minutes Published: 13/04/2016 Last modified: 13/04/2016
    From the meeting held on 17 March 2016.

  9. Minutes of the MiFID II implementation: Trade Association Roundtable, September 2016 [pdf]

    Meeting minutes Published: 13/10/2016
    From the meeting held on 6 September 2016.

  10. Minutes of the MiFID II implementation: Trade Association Roundtable, August 2016 [pdf]

    Meeting minutes Published: 31/08/2016
    From the meeting held on 3 August 2016.