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Showing 1 to 10 of 1107 search results for and other third party.

1. Outsourcing and operational resilience

   Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
   The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

2. FG16/5: Guidance for firms outsourcing to the ‘cloud’ and other third party IT services

   Finalised guidance Published: 07/07/2016 Last modified: 30/08/2023
   In November 2015, the FCA consulted on guidance to clarify the requirements on firms when outsourcing to the ‘cloud’ and other third party IT services. The FCA published the final guidance (FG16/5) in July 2016.

3. Personal data and enforcement

   Last modified: 22/02/2023
   How and why the FCA uses personal data to carry out its enforcement functions.

4. Personal data and market oversight

   Last modified: 22/02/2023
   How and why the FCA uses personal data to carry out its market oversight functions.

5. GC15/6: Proposed guidance for firms outsourcing to the ‘cloud’ and other third-party IT services

   Guidance consultations Published: 12/11/2015 Last modified: 12/11/2015
   GC15/6: Proposed guidance for firms outsourcing to the ‘cloud’ and other third-party IT services. ... This guidance will be of particular interest to firms interested in outsourcing to the cloud and other third-party IT services.

6. Impact assessment: Guidance for firms outsourcing to the ‘cloud’ and other third party IT services (FG16/5) [pdf]

   Impact assessments Published: 23/06/2017
   This impact assessment relates to Guidance for firms outsourcing to the ‘cloud’ and other third party IT services (FG16/5). It has been verified by the Regulatory Policy Committee.

7. Third Party Verifier (TPV)

   Markets Markets policy Published: 19/03/2019 Last modified: 15/01/2024
   A Third Party Verifier (TPV) can be used by a sponsor, originator and securitisation vehicle to check whether a securitisation is compliant. Learn more about TPV and how to apply.

8. Operational Resilience

   Tasks for firms Published: 17/05/2017 Last modified: 04/03/2024
   We set out the requirements of our policy and how to report an operational disruption.

9. Capital Alternatives: information for investors

   News stories Published: 18/03/2016 Last modified: 13/07/2021
   We are continuing our High Court claim for money to be returned to investors in the African Land and Capital Carbon Credits schemes. Find out more about this and what it means for investors.

10. CP23/30: Operational resilience: Critical third parties to the UK financial sector

    Consultation papers Published: 07/12/2023 Last modified: 07/12/2023
    We set out, jointly with the PRA and the Bank, the proposed requirements and expectations for critical third parties (CTPs).