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Apply for a waiver or modification
Find out how to apply to us for a waiver or modification of Handbook rules. -
Guidance for firms
Regulated firms must follow our rules. Find out how guidance can help them do that. -
Should you invest?
Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension. -
The Financial Resilience Survey data
The FCA presents the results of the final Financial Resilience Survey issued in October 2023. -
ScamSmart - Avoid investment and pension scams
ScamSmart is a Financial Conduct Authority campaign providing information on how to avoid investment and pension scams. -
Our refusal process
Understand the process if the FCA refuses your application for authorisation. -
Firm notification form (SUP 15)
Regulated firms and Insolvency Practitioners can complete this form to notify the FCA of an event that has occurred or will occur in the foreseeable future. -
Mini-bonds
Find out about mini-bonds and why retail investors should exercise caution when buying them. -
Trade repositories
We are the UK regulator of trade repositories (TRs). -
Pension review scams
Be very wary if you are offered a ‘free pension review’ out of the blue and especially if you are then encouraged to move your pension to get better returns or release cash sums.