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Showing 211 to 220 of 416 search results for We published Primary Market Bulletin.

  1. LIBOR: preparing for the end

    Speeches Published: 15/07/2019 Last modified: 15/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Securities Industry and Financial Markets Association's (SIFMA) LIBOR Transition Briefing in New York, USA.
  2. Reports on payments to governments (DTR 4.3A)

    Markets Published: 29/07/2016 Last modified: 08/01/2021
    Some issuers need to prepare a DTR 4.3A report on payments to governments.
  3. Improving the consumer experience

    Speeches Published: 13/11/2013 Last modified: 04/12/2013
    Speech by Christopher Woolard, Director of Policy, Risk & Research at the FCA, to the Tax Incentivised Savings Association (TISA) Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  4. Annual Percentage Rate of Charge (APRC) calculations

    Statements Published: 01/06/2023 Last modified: 01/06/2023
    Update (June 2023) for firms which clarifies and confirms expectations of our MCOB rules.
  5. EEA prospectus passports

    Markets Published: 04/05/2016 Last modified: 16/12/2022
    The Brexit transition period has ended and EU law no longer applies in the UK. Passporting of prospectuses between the UK and EEA states has ended.
  6. Investor engagement in a changing regulatory landscape

    Speeches Published: 13/07/2015 Last modified: 14/07/2015
    The key area of focus for the market study will be primary market activities (such as ECM and DCM activity, M&A and acquisition financing).Related activities such as corporate broking ... will also be in scope, but only insofar as those activities affect
  7. Apply to become a sponsor

    Markets Published: 04/05/2016 Last modified: 16/12/2022
    If your firm is looking to act as a Sponsor, there are several steps. Read more about the application process and what happens after you're approved.
  8. Land banking investment scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how land banking investments work, how to avoid scams and what to do if you’re scammed.
  9. Submit a prospectus or circular

    Markets Published: 02/05/2016 Last modified: 26/03/2024
    There are several investor documents that must be submitted for FCA approval before publication. Find out more about each one, how to submit and approval.
  10. PRIIPs Regulation

    Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
    Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.