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Showing 71 to 80 of 241 search results for WEALTH FUND MANAGEMENT INTERNATIONAL.

  1. WB Wealth Group / WB Wealth Management (clone of FCA authorised firm)

    Warnings Published: 01/09/2016 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  2. Agreements with overseas regulators

    About us What we do Last modified: 17/12/2021
    See the Memoranda of Understanding (MoUs) and other agreements we have with overseas regulators.

  3. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

  4. The institutionalisation of customer service

    Speeches Published: 12/03/2013 Last modified: 01/07/2013
    Speech by Martin Wheatley - Managing Director, Conduct Business Unit at the Chartered Institute for Securities & Investment

  5. Asset management: A regulatory perspective

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.

  6. FCA bans two individuals for lack of integrity

    Press Releases Published: 09/06/2016 Last modified: 09/06/2016
    Mr Kelly provided financial services to UK customers under the name PCD Wealth and Pensions Management (PCD) and Mr Gray was one of his advisers. ... These two individuals misused pension funds, endangering the retirement incomes of hundreds of people.

  7. Leadership and conduct

    Speeches Published: 31/03/2014 Last modified: 31/03/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at City Week 2014: International Financial Services in the Post-Reform World: Opportunities and Challenges. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

  9. Investors warned over Connaught Income Funds

    News stories Published: 26/05/2011 Last modified: 16/07/2014
    On 7 March 2012, Connaught Asset Management, which are not regulated by us, decided to suspend its Series fund 1. ... On 13th June 2012, Connaught Asset Management took control of the portion of the loan book held by Tiuta International Limited, the

  10. Conduct Risk Briefing

    Speeches Published: 28/11/2014 Last modified: 28/11/2014
    Speech by Robert Taylor, Head of Wealth Management & Private Banking, at the FCA. This is the text of the speech as drafted, which may differ from the delivered version.