Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 81 to 90 of 1194 search results for This final notice refers to breaches of COND related.

  1. Final notice 2015: Big T Media Limited [pdf]

    Final notices Published: 08/12/2015 Last modified: 08/12/2015
    The final notice refers to breaches of COND, CONC, PRIN 11, CASS, SYSC related to threshold conditions and failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  2. Final Notice 2022: Bellamachina Ltd [pdf]

    Final notices Published: 20/12/2022 Last modified: 01/03/2023
    This final notice refers to a failure to satisfy the suitability threshold condition (COND).

  3. Final notice 2016: BN1 Cars Ltd [pdf]

    Final notices Published: 24/03/2016 Last modified: 24/03/2016
    This final notice refers to breaches of COND and TC, failing to be open and co-operative. We imposed a refusal.

  4. Final Notice 2021: Ron Treherne IFA Ltd [pdf]

    Final notices Published: 25/05/2021
    This Final Notice (Ron Treherne IFA Ltd) refers to breaches of COND, PRIN 6 and PRIN 11 by a financial adviser. We imposed a cancellation of the adviser’s Part 4A permission.

  5. Final notice 2016: Aspect Garage Ltd [pdf]

    Final notices Published: 05/05/2016 Last modified: 05/05/2016
    This final notice refers to breaches of COND, PRIN 11, failing to be open and co-operative. We imposed a refusal.

  6. Final Notice 2022: Applicant A [pdf]

    Final notices Published: 13/05/2022
    This final notice refers to a failure to satisfy threshold conditions (COND) in the wholesale sector. We refused the firm’s application for authorisation.

  7. Final Notice 2024: Victoria Snoddy [pdf]

    Final notices Published: 08/02/2024
    This Final Notice (Victoria Snoddy) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a new firm authorisation application. We have refused the Application.

  8. Final Notice 2022: Grahams Cars [pdf]

    Final notices Published: 25/11/2022
    This final notice (Grahams Cars) refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) due to the Authority having no means by which it can communicate with the firm. Therefore, we imposed a cancellation.

  9. Final Notice 2022: MHM Plant Group Limited [pdf]

    Final notices Published: 18/11/2022
    This final notice (MHM Plant Group Limited) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

  10. Final Notice 2022: Reece Klewchuck [pdf]

    Final notices Published: 18/01/2022
    This final notice refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.