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Showing 11 to 20 of 1194 search results for This final notice refers to breaches of COND related.

  1. Final Notice 2018: RSI Bank Plc [pdf]

    Final notices Published: 20/02/2018
    This final notice refers to breaches of COND related to Threshold conditions in the consumer credit sector. We imposed a refusal.

  2. Final Notice 2017: Church Hill Finance (Anthony Badaloo trading as) [pdf]

    Final notices Published: 09/11/2017
    This Final Notice refers to breaches of COND related to threshold conditions in the investment adviser sector. We imposed a cancellation.

  3. Final Notice 2017: Steven Maoudis trading as Montana Debt Management [pdf]

    Final notices Published: 06/02/2017
    This final notice refers to breaches of COND related to concerns arising out of the applicant’s knowledge of available debt solutions, advice process used to advise clients, and business continuity plan. We imposed a refusal of the applicant’s

  4. FCA Decision Notice 2016: KWS Wealth Management Limited [pdf]

    Decision notices Published: 15/07/2016 Last modified: 15/07/2016
    This Final Notice refers to breaches of COND related to threshold conditions in the investment adviser sector. We imposed a cancellation.

  5. Final Notice 2018: Metlife Ltd [pdf]

    Final notices Published: 14/06/2018
    This final notice refers to breaches of Principle 4, COND and MIPRU related to failing to in the general insurance and protection sector. We imposed a cancellation.

  6. Final Notice 2015: Neil Moir trading as ‘Readymoney’ [pdf]

    Final notices Published: 26/08/2015 Last modified: 26/08/2015
    This final notice refers to breaches of COND and PRIN 11 related to threshold conditions, failing to be open and co-operative and lack of fitness/propriety in the consumer credit sector. We imposed a refusal.

  7. Final Notice 2015: Craig Anthony Welborn [pdf]

    Final notices Published: 09/12/2015 Last modified: 09/12/2015
    This final notice refers to breaches of COND and TC related to failing to be open and co-operativein the consumer credit sector. We imposed a refusal.

  8. Final notice 2016: Pacific Continental Securities (UK) Limited (In Liquidation) [pdf]

    Final notices Published: 15/03/2016 Last modified: 17/03/2016
    This final notice refers to breaches of Prin 4, Cond and IPRU-INV related to threshold conditions in the investment advisor sector. We imposed a cancellation.

  9. Final notice 2016: Super Fast Loan Limited [pdf]

    Final notices Published: 21/01/2016 Last modified: 21/01/2016
    This final notice refers to breaches of COND and CONC related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  10. Final notice 2015: Carbon Reduction Group Limited [pdf]

    Final notices Published: 30/11/2015 Last modified: 30/11/2015
    This final notice refers to breaches of COND and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal.