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Showing 101 to 110 of 719 search results for Senior Managers Regime will.

101. Approved Persons help text: Connect

     Published: 12/05/2016 Last modified: 04/10/2023
     Read the FCA Connect help text for Approved Persons.

102. Onshoring updates to our Handbook and Technical Standards

     Last modified: 26/05/2022
     We explain how we’ve prepared our Handbook and Technical Standards for the end of the transition period.

103. Promoting competitiveness is a juggling act

     Speeches Published: 18/04/2024 Last modified: 18/04/2024
     Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024.

104. Information on enforcement investigations into Senior Managers - May 2022

     FOI Release Date of Release: 26/05/2022
     The FCA responds to multiple questions on enforcement investigations into Senior Managers.

105. Information on enforcement investigations under SMR - June 2022

     FOI Release Date of Release: 06/06/2022
     The FCA answers multiple questions on enforcement investigations under the Senior Managers and Certification Regime.

106. Climate change and sustainable finance

     Published: 19/04/2021 Last modified: 23/04/2024
     The FCA's work on climate change and other environmental, social and governance (ESG) issues.

107. Cryptoassets: AML / CTF regime - Registering with the FCA

     Published: 22/03/2023 Last modified: 31/01/2024
     You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.

108. FCA fee rate movement 2023/24

     Tasks for firms Published: 13/07/2023 Last modified: 13/07/2023
     Find out how to calculate your annual fee and read about the FSCS annual levy.

109. Regulatory Sandbox

     Firms Published: 27/03/2022 Last modified: 09/05/2024
     The Regulatory Sandbox is for firms wanting to test new products live in the market with real consumers. Find out more about it and how to apply.

110. Principals and appointed representatives

     Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
     If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.