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Showing 1 to 10 of 74 search results for Senior Managers Regime to benchmark administrators.

  1. PS20/5: Extending the Senior Managers Regime to benchmark administrators: final rules

    Policy statements Published: 02/06/2020 Last modified: 02/06/2020
    The Senior Managers Regime (SMR) will come into force for benchmark administrators on 7 December 2020. This consultation sets out our proposals for applying the SMR to benchmark administrators that do not carry out any other regulated activities
  2. Benchmarks supervision

    Markets Published: 22/04/2016 Last modified: 31/12/2020
    Benchmark administrators and supervised contributors are supervised by the Benchmarks Supervision team, a specialist team within our Wholesale Supervision division.
  3. FCA consults on how to extend the Senior Managers Regime to benchmark administrators

    Press Releases Published: 29/11/2019 Last modified: 29/11/2019
    FCA consults on how to extend the Senior Managers Regime (SMR) to benchmark administrators
  4. Senior Managers and Certification Regime: Finalising FCA rules

    Statements Published: 10/07/2019 Last modified: 10/07/2019
    We have been working closely with HM Treasury on preparation of the Commencement Order needed to enable the FCA to publish final rules on the extension of the Senior Managers and Certification Regime (SM&CR).
  5. PS20/5: Extending the Senior Managers Regime to benchmark administrators: final rules [pdf]

    Policy statements Published: 02/06/2020
    In CP19/31, we set out proposals for extending the Senior Managers Regime (SMR) to benchmark administrators. This Policy Statement summarises feedback received and our response
  6. Regulation round-up March 2019

    Newsletters Published: 26/03/2019 Last modified: 26/03/2019
    Regulation round-up is our monthly update on the latest news that affects your sector.
  7. CP 19/31: Extending the Senior Managers Regime to Benchmark Administrators [pdf]

    Consultation papers Published: 29/11/2019
    This consultation sets out our proposals for applying the SMR to benchmark administrators that do not carry out any other regulated activities.
  8. Senior Managers and Certification Regime

    Tasks for regulated firms Focus areas Published: 06/07/2015 Last modified: 26/07/2021
    Senior Managers and Certification regime
  9. Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

    News stories Published: 30/06/2020 Last modified: 02/09/2020
    The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.
  10. Approved Persons Regime (APR) and coronavirus: our expectations

    Statements Published: 30/06/2020 Last modified: 30/06/2020
    We set out our expectations to help benchmark administrators and firms using Appointed Representative (AR) arrangements apply the Approved Persons Regime (APR) during coronavirus (Covid-19).