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Showing 21 to 30 of 328 search results for Security Risks under PSD2.

21. UK EMIR

    Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
    The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

22. Bribery and corruption

    Tasks for regulated firms Published: 31/07/2015 Last modified: 21/02/2023
    Your firm should be vigilant about bribery and corruption. Read more on the steps you can take.

23. NPPR supervisory co-operation arrangements (MoUs)

    Published: 27/05/2016 Last modified: 25/09/2023
    The FCA provides information on Memorandums of Understanding (MoUs) and it is a pre-condition under the Alternative Investment Fund Managers Directive (AIFMD)

24. Data security

    Tasks for regulated firms Published: 31/07/2015 Last modified: 21/02/2023
    You are responsible for securing your customer data and protecting it from fraudsters. Read more about the measures you should consider.

25. Market Watch 77

    Newsletters Published: 14/02/2024 Last modified: 14/02/2024
    Newsletter on market conduct and transaction reporting issues, February 2024.

26. Initial Coin Offerings

    Statements Published: 12/09/2017 Last modified: 27/02/2019
    Consumer warning about the risks of Initial Coin Offerings (‘ICOs’)

27. Mini-bonds

    Consumers Know your rights Published: 17/05/2019 Last modified: 06/06/2022
    Find out about mini-bonds and why retail investors should exercise caution when buying them.

28. Market Watch 75

    Newsletters Published: 31/10/2023 Last modified: 31/10/2023
    Newsletter on market conduct and transaction reporting issues, October 2023.

29. Operational Resilience

    Tasks for firms Published: 17/05/2017 Last modified: 04/03/2024
    We set out the requirements of our policy and how to report an operational disruption.

30. Securitisation

    Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
    Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,