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Cyber and Technology Resilience: Themes from cross-sector survey 2017-18
To gain a better understanding of the industry’s resilience, we surveyed 296 firms during 2017 and 2018 to assess their technology and cyber capabilities. -
Primary Market Bulletin 44
This edition covers diversity and inclusion, when a prospectus is required in Schemes of Arrangement and regulatory news with multimedia content. -
Review of principal firms in the investment management sector
We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are. -
Primary Market Bulletin 33
Welcome to the 33rd edition of the Primary Market Bulletin (PMB). -
PS22/9: A new Consumer Duty
We are consulting for a second time on our proposals to set a higher standard of consumer protection in retail financial markets, where firms compete vigorously in the interests of consumers. -
DP16/2: CASS 7A and the Special Administration Regime Review
This discussion paper sets out our response to the recommendations in the Bloxham Final Report addressed to us and seeks industry views on the discussion points raised. ... The two should be read together to obtain a clear view of how the CASS and SAR -
Cash savings market study
In January 2015, we published the final findings of our cash savings market study and our proposed remedies. The findings set out our conclusions on the effectiveness of competition in the cash savings market. Our remedies set out how we intended to -
Research Note: Cryptoasset consumer research
A quantitative study that increases understanding of the market size, consumer profiles and attitudes towards cryptoassets. -
Our Risk Outlook 2014
Our Risk Outlook sets out our approach to assessing risks to our objectives. It analyses the fundamental causes of risk and how these affect the financial services market and its participants. -
Call for input to the post-implementation review of the FCA’s crowdfunding rules
In this paper we set out some of the recent developments across the crowdfunding sector and a number of concerns that we have identified in response.