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Showing 111 to 120 of 891 search results for Sector Views bring.

111. Speech: Culture in UK banking – regulatory priorities

     Insight Published: 18/10/2016 Last modified: 17/02/2017
     In my view, this contains a lesson for a well-intentioned firm that wants to deter misconduct among junior staff. ... of view.It may therefore best be addressed by multi-disciplinary project groups.

112. FCA launches discussion on improving the financial services compensation framework

     Press Releases Published: 06/12/2021 Last modified: 06/12/2021
     FCA seeks views on fundamental questions about the purpose, scope and funding of it's compensation framework

113. Consumer investments data review April 2020 - March 2021

     Data Published: 15/09/2021 Last modified: 13/06/2023
     A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.

114. FCA pay and bonus gap data 2022

     Data Published: 19/07/2022 Last modified: 28/04/2023
     The FCA pay gap data for 2022 covers the reporting period 1 April 2021 to 31 March 2022. This year the FCA has seen improvements in most of its pay gaps, it will continue to work towards identifying and addressing the underlying issues it knows

115. Asset management portfolio tools

     Firms Multi-firm reviews Published: 13/01/2020 Last modified: 27/10/2020
     This report sets out our review findings of how firms in the asset management sector selected and used risk modelling and other portfolio management tools.

116. The Financial Conduct Authority’s Statement on Payment Protection Insurance (PPI)

     Statements Published: 02/10/2015 Last modified: 18/08/2017
     bring the PPI issue to an orderly conclusion, reducing uncertainty for firms about long-term PPI liabilities and helping rebuild public trust in the retail financial sector. ... Overall, we take the view that a deadline and communications campaign would

117. CP21/13: A new Consumer Duty

     Consultation papers Published: 13/05/2021 Last modified: 11/08/2023
     We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers

118. Competition and savings: the regulator’s perspective

     Speeches Published: 25/11/2016 Last modified: 25/11/2016
     Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the TISA Annual Conference.

119. FCA's key priorities for the financial advice industry

     Speeches Published: 02/11/2022 Last modified: 13/06/2023
     Speech by Therese Chambers, our Director of Consumer Investments, delivered at the Personal Finance Society's Festival of Financial Planning.

120. Investment Association Annual Dinner 2017

     Speeches Published: 17/10/2017 Last modified: 17/10/2017
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Investment Association Annual Dinner 2017.