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Showing 21 to 30 of 246 search results for SAFE IG.

  1. Money Laundering Regulations

    Firms Focus areas Published: 23/12/2019 Last modified: 21/02/2023
    Find out more about Money Laundering Regulations (MLRS) and how firms need to comply.

  2. Fixed Rate Bonds / Safe Bonds

    Warnings Published: 03/04/2020 Last modified: 13/08/2020
    Fixed Rate Bonds / Safe Bonds is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  3. SAFETRADE.ICU / SAFE TRADE ICU

    Warnings Published: 01/12/2023 Last modified: 01/12/2023
    SAFETRADE.ICU / SAFE TRADE ICU is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  4. FCA Final Notice 2014: Safe Transfer Limited [pdf]

    Final notices Published: 24/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  5. Sign up for FCA events updates

    Last modified: 11/01/2023
    Email communications. To ensure you receive future email communications regarding our events, please add '[email protected]' to your email Safe Senders list.

  6. Fixed Rate Bonds /Safe Bonds

    Warnings Published: 03/04/2020 Last modified: 13/08/2020
    Fixed Rate Bonds /Safe Bonds is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  7. Final Notice 2021: Safe Claims Limited [pdf]

    Final notices Published: 19/07/2021
    This final notice (Safe Claims Limited) refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  8. Client Money and Assets

    Tasks for regulated firms Published: 11/05/2015 Last modified: 10/02/2023
    CASS compliance is needed if you control client money. Learn more about CASS rules, when and how to classify your CASS firm and what to submit for your monthly CMAR report.

  9. Depositaries

    Focus areas Published: 08/06/2016 Last modified: 01/02/2023
    How to apply to act as a depositary of an authorised or unauthorised Alternative Investment Fund.

  10. Psychological safety

    Firms Tasks for regulated firms Published: 18/02/2019 Last modified: 09/02/2023
    Read about work on psychological safety, part of the FCA culture and governance priority. Watch videos featuring experts discussing creating a speak up, listen up culture in financial services.