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Showing 1 to 10 of 2947 search results for Regulation.

1. National private placement regime (NPPR)

   Investment managers Published: 26/05/2016 Last modified: 10/02/2023
   Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations.

2. UK Securities Financing Transactions Regulation (UK SFTR)

   Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
   The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

3. UK Benchmarks Regulation

   Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
   The Benchmarks Regulation (BMR) aims include ensuring benchmarks are robust and reliable. Learn more about how this affects you and the different benchmarks.

4. Securitisation

   Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
   Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,

5. Benchmarks

   Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
   Benchmarks are used in a wide range of markets including helping to set prices and measure performance. Find out more about Benchmarks and our work in this area.

6. Principles of good regulation

   About us How we regulate Published: 21/04/2016 Last modified: 07/07/2016
   We must consider the principles of good regulation when carrying out our work. And regulated firms must adhere to the principles for businesses, which are their fundamental obligations as set out in our Handbook.

7. FCA regulation

   Warnings Published: 26/03/2021 Last modified: 26/03/2021
   FCA regulation is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

8. Payment Accounts Regulations 2015 (PARs)

   Tasks for regulated firms Published: 10/02/2016 Last modified: 10/02/2023
   Find out more about Payment Accounts Regulations (PARs), including information on what they aim to improve.

9. Market abuse

   Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
   Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

10. International standards and regulations

    About us What we do Published: 19/04/2016 Last modified: 13/10/2021
    A large part of the FCA's work is to implement, supervise and enforce international standards and regulations in the UK.