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Showing 11 to 20 of 65 search results for Register will replace the ESMA.

11. FCA FIRDS open for firms to test publication from 14 March 2019

    News stories Published: 08/03/2019 Last modified: 15/03/2019
    We have built FCA FIRDS (Financial Instruments Reference Data System) to replace ESMA FIRDS in the UK.

12. FCA publishes instructions for accessing and downloading FCA FITRS files

    News stories Published: 05/04/2019 Last modified: 05/04/2019
    We have built FCA FITRS (Financial Instruments Transparency System) to replace ESMA FITRS in the UK.

13. FCA statement on the Work Plan for ESMA opinions on pre-trade transparency waivers and commodity position limits

    Statements Published: 28/09/2017 Last modified: 28/09/2017
    In light of ESMA’s clarification of its process, we will now communicate responses on complete non-equity waiver applications before the finalisation of ESMA opinions. ... The FCA conducts its own review of completeness before submitting to ESMA and

14. PS19/11: Product intervention measures for retail binary options

    Policy statements Published: 29/03/2019 Last modified: 29/03/2019
    In this paper, the FCA sets out its final position and Handbook rules to permanently prohibit the sale, marketing and distribution of binary options to retail consumers by firms that carry out activity in, or from, the UK.

15. Primary Market Bulletin 32

    Newsletters Published: 03/12/2020 Last modified: 03/12/2020
    Welcome to the 32nd edition of the Primary Market Bulletin (PMB)

16. MiFID reporting after the Brexit transition period

    Firms Focus areas Markets Markets policy Published: 04/12/2020 Last modified: 11/01/2023
    Read this page if your firm is migrating to FCA FIRDS or FCA FITRS after 31 December 2020. You will find information here about what you need to do. 

17. Primary Market Bulletin 34

    Newsletters Published: 24/06/2021 Last modified: 09/07/2021
    This edition consults on changes we propose to make to our Knowledge Base in relation to the prospectus regime.

18. Alternative Investment Managers Remuneration Code (SYSC 19B)

    Tasks for regulated firms Published: 08/05/2015 Last modified: 10/02/2023
    The FCA provide information on Alternative Investment Fund Managers Remuneration Code (SYSC 19B)

19. RegData resources

    Registers and systems Published: 21/06/2020 Last modified: 13/02/2023
    RegData will be our new data collection platform for gathering regulatory data from firms. It will replace our current system Gabriel. 

20. Regulatory framework reforms

    Focus areas Last modified: 06/02/2024
    See how these rule reforms aim to keep the UK’s regulatory framework coherent, agile, and internationally respected.