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Showing 151 to 160 of 16963 search results for Register under.

  1. The Evolution of the Mortgage Market

    Speeches Published: 11/03/2015 Last modified: 11/03/2015
    But perhaps the biggest change is the fact that from March 21 2016 second charges will be regulated under our mortgage rules, rather than our consumer credit rules. ... FOS. Although we do not have powers to alter the conduct standards set out in

  2. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

  3. City Financal Limited

    Warnings Published: 08/05/2014 Last modified: 08/12/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  4. Berrscott; Elliott & Associates

    Warnings Published: 18/02/2011 Last modified: 23/08/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  5. 5 questions to ask before you invest

    InvestSmart Last modified: 07/09/2023
    To help you make better decisions, take time to understand both the opportunities and risks of any investment you’re considering.

  6. Primary Market Bulletin 45

    Newsletters Published: 10/08/2023 Last modified: 10/08/2023
    This edition covers 2 IFRS Sustainability Disclosure Standards that deliver, for the first time, a global reporting standard for corporate sustainability disclosures.

  7. Payment institution applicants

    Tasks for firms Published: 08/05/2015 Last modified: 26/03/2024
    Find out what conditions you must meet to become a payment institution, and what to include in your application to be authorised by or registered with the FCA.

  8. Insurance brokers due diligence on insurers

    Tasks for regulated firms Published: 21/08/2018 Last modified: 14/02/2023
    Brokers should be able to demonstrate that they have carefully considered the insurers that they place their customers’ business with.

  9. Authorised electronic money institution (authorised EMI)

    Last modified: 22/09/2017
    Authorised EMIs wishing to issue e-money or provide payment services after 12 July 2018 must be re-authorised under PSD2. ... to provide payment services through agents); the FCA will update the Financial Services Register to reflect that these

  10. Partial amendment to rules form [docx]

    Forms Published: 02/09/2019
    Mutual societies form. Use this to register a partial rule change for a society registered under the Friendly Societies Act 1974