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Showing 51 to 60 of 16711 search results for Register of interests.

  1. Waivers and modifications

    Tasks for regulated firms Published: 07/05/2015 Last modified: 08/12/2022
    Find out what waivers and modifications are and which ones we've published – including MIFIDPRU Permissions and CRR Permissions.

  2. Side pockets

    Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
    Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

  3. RegData help and FAQs

    Registers and systems Published: 04/05/2016 Last modified: 13/02/2023
    You can find help and/or FAQs on all the Gabriel data items below and via the links to the right.

  4. Firm notification form (SUP 15)

    Last modified: 02/04/2024
    Regulated firms and Insolvency Practitioners can complete this form to notify the FCA of an event that has occurred or will occur in the foreseeable future.

  5. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

  6. Contract for differences

    Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
    Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

  7. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  8. Early pension release

    Scams Published: 19/04/2016 Last modified: 17/08/2018
    Find out how early pension release works and why accessing your pension before you are 55 will cost you most of the money in it.

  9. IPO Portfolio

    Warnings Published: 25/10/2021 Last modified: 25/10/2021
    IPO Portfolio is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  10. Hartley Pensions update

    Statements Published: 24/11/2022 Last modified: 27/01/2023
    A communication, sent to pension scheme members, contained factual inaccuracies which may have caused customer concern.