Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 81 to 90 of 1464 search results for Prudential Regulation Authority and Financial Conduct.

  1. Two charged with insider dealing

    Press Releases Published: 16/06/2017 Last modified: 16/06/2017
    The Financial Conduct Authority (FCA) has instituted criminal proceedings against Fabiana Abdel-Malek (date of birth 17/09/1982), a former compliance officer employed by UBS AG’s London Branch and Walid Anis Choucair (date of birth 04/03/1979)

  2. FCA winds up a boiler room

    Press Releases Published: 20/03/2014 Last modified: 01/04/2014
    On 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by the Prudential ... Regulation Authority (PRA).

  3. Fees and levies

    Tasks for firms Published: 08/05/2015 Last modified: 13/07/2023
    Find out about the fees the FCA charge and what they cover, and the levies they collect for organisations that are part of the regulatory system.

  4. FCA publishes its Annual Funding Requirement for 2013/14

    Press Releases Published: 09/04/2013 Last modified: 15/04/2013
    The Financial Conduct Authority (FCA) has announced its Annual Funding Requirement (AFR) for 2013/14. On 1 April 2013 the FCA and the Prudential Regulation Authority (PRA) replaced the Financial Services Authority (FSA). The Bank of England has

  5. Regulating in a recovery

    Speeches Published: 13/11/2014 Last modified: 13/11/2014
    Speech by John-Griffith Jones, FCA Chairman, at the CASS Business School, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. FCA publishes rules for the sale of the Lifetime ISA

    Press Releases Published: 16/11/2016 Last modified: 16/11/2016
    The Financial Conduct Authority (FCA) has today outlined its proposed approach to regulating the promotion and distribution of the Lifetime ISA (LISA).

  7. New Chairs of the Financial Conduct Authority’s Practitioner Panel and Markets Practitioner Panel announced today

    Press Releases Published: 30/06/2017 Last modified: 30/06/2017
    The Financial Conduct Authority Chairman, John Griffith-Jones, has today announced the appointments of new Chairs for the FCA’s independent Practitioner Panel and Markets Practitioner Panel.

  8. Global regulation in the post-crisis era

    Speeches Published: 30/06/2016 Last modified: 01/07/2016
    Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.

  9. FCA calls for views on social investments

    Press Releases Published: 14/12/2015 Last modified: 04/03/2022
    The FCA is calling for contributions on how regulation is working in relation to the social investment market.

  10. Update on our public statement on the London Metal Exchange

    Statements Published: 03/03/2023 Last modified: 06/03/2023
    The Financial Conduct Authority's update to its April 2022 statement on the London Metal Exchange