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Showing 41 to 50 of 1464 search results for Prudential Regulation Authority and Financial Conduct.

41. FCA and PRA investigations into HBOS senior managers

    Press Releases Published: 28/01/2016 Last modified: 28/01/2016
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have decided to start investigations into certain former HBOS senior managers.

42. Antony Townsend to be new Complaints Commissioner

    Press Releases Published: 25/04/2014 Last modified: 25/04/2014
    The Bank of England and the Financial Conduct Authority (FCA) have today announced the appointment of Antony Townsend as Complaints Commissioner. ... On 1 April 2013 the FCA became responsible for the conduct supervision of all regulated financial firms

43. Joint statement on the implementation of prudential reforms in the Financial Services Bill

    Statements Published: 16/11/2020 Last modified: 16/11/2020
    Joint statement from HM Treasury, the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) on the implementation of prudential reforms contained in the Financial Services Bill.

44. Financial regulators publish updated Regulatory Initiatives Grid

    News stories Published: 18/09/2020 Last modified: 18/09/2020
    The Financial Services Regulatory Initiatives Forum has issued the updated Regulatory Initiatives Grid.

45. FCA decides to ban Tom Hayes

    Press Releases Published: 08/11/2017 Last modified: 08/11/2017
    The Financial Conduct Authority (FCA) has decided to prohibit Tom Hayes from performing any function in relation to any regulated activity in the financial services industry. The FCA considers that Mr Hayes is not a fit and proper person as a result

46. Gabriel DRG change log v48 [pdf]

    Systems information Published: 18/02/2019 Last modified: 18/02/2019
    The Data Reference Guide (DRG) specifies the required format for XML regulatory data which can be submitted to the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA). This document catalogues all changes to the XMLs per

47. Re-use of Public Sector Information Regulations

    Last modified: 27/02/2023
    The FCA provides the Re-use of Public Sector Information Regulations 2015 (SI 2015 No 1415). This provides a framework for third parties to request re-use of documents published by public sector bodies.

48. Memorandum of Understanding between the FCA and Bank of England [pdf]

    Memorandums of understanding Published: 18/07/2019
    This Memorandum of Understanding (MoU) sets out the high-level framework the Financial Conduct Authority (FCA) and the Bank of England (Bank) (exercising its prudential regulation functions) will use to co-ordinate and co-operate in carrying out

49. Senior Managers and Certification Regime

    Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
    The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

50. Memorandum of Understanding between the Bank of England, FCA, PSR and PRA [pdf]

    Memorandums of understanding Published: 20/07/2018
    This document outlines how the Payment Systems Regulator will interact with the Bank of England, the Financial Conduct Authority and the Prudential Regulation Authority.