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Showing 271 to 280 of 346 search results for Powers in relation to LIBOR.

  1. FCA imposes recruitment ban on the Financial Group for failing to control its Appointed Representatives

    Press Releases Published: 23/07/2014 Last modified: 23/07/2014
    This is the first time the FCA has used its suspension or restriction powers to punish a firm for serious misconduct. ... The FCA has required the firms to conduct further Past Business Reviews (PBR) in relation to its pension-switching recommendations
  2. Former equities trader pleads guilty to insider dealing

    Press Releases Published: 15/03/2016 Last modified: 25/11/2021
    Damian Clarke, a former equities trader at Schroders Investment Management Limited, pleaded guilty at Southwark Crown Court to nine counts of insider trading.
  3. FCA consults on new guidance on variation terms under unfair terms legislation

    Press Releases Published: 17/05/2018 Last modified: 31/05/2018
    The Financial Conduct Authority (FCA) is consulting on new guidance outlining factors financial services firms should consider under the Consumer Rights Act 2015 (CRA) when drafting and reviewing variation terms in their consumer contracts. The CRA
  4. The expanding scope of individual accountability for corporate misconduct

    Speeches Published: 03/04/2017 Last modified: 05/04/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement
  5. Building a financial regulatory system suitable for the UK in the new era

    Speeches Published: 01/07/2020 Last modified: 01/07/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the City & Financial Professional Virtual Roundtables.
  6. The FCA’s Business Plan and Priorities

    Speeches Published: 16/05/2018 Last modified: 16/05/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester
  7. Insider dealers sentenced in Operation Tabernula trial

    Press Releases Published: 12/05/2016 Last modified: 23/11/2021
    In a case brought by the Financial Conduct Authority (FCA), Martyn Dodgson, a senior investment banker, and Andrew Hind, a Chartered Accountant, have today been sentenced at Southwark Crown Court to 4.5 years and 3.5 years imprisonment.
  8. Why diversity and inclusion are regulatory issues

    Speeches Published: 17/03/2021 Last modified: 13/09/2021
    Speech by our CEO, Nikhil Rathi, at the launch of the HM Treasury Women in Finance Charter Annual Review.
  9. GC16/1: Proposed guidance on voluntary redress schemes under the Competition Act 1998

    Guidance consultations Published: 19/01/2016 Last modified: 19/01/2016
    We invite views on the proposed guidance, which explains how we will exercise our powers to approve and enforce redress schemes under CA98. ... Under changes made by the Consumer Rights Act 2015, we have new powers under the Competition Act 1998 (CA98)
  10. Consumer investments data review April - September 2021

    Data Published: 03/03/2022 Last modified: 03/03/2022
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.