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Showing 1 to 10 of 202 search results for Pensions Limited - requirement to stop.

1. Hartley Pensions Limited – requirement to stop accepting new pension contributions

   News stories Published: 11/07/2022 Last modified: 29/09/2022
   Hartley Pensions Limited (Hartley Pensions), is a SIPP (Self Invested Personal Pension) operator authorised and regulated by the FCA. It also provides administration for a small number of SSAS (Small Self-Administered Schemes), regulated by The

2. FCA stops AJH Financial Services Limited disposing of assets without permission

   News stories Published: 14/02/2022 Last modified: 23/05/2022
   We have stopped AJH Financial Services Limited, a firm that advised on transfers from the British Steel Pension Scheme (BSPS), disposing of assets without FCA permission.

3. Unfair contract terms library

   Tasks for firms Published: 03/08/2015 Last modified: 09/05/2024
   The FCA's work on unfair contract terms including past undertakings, agreements and other publications.

4. FCA stops Alexander David Securities Limited disposing of assets without permission

   Statements Published: 29/04/2022 Last modified: 29/04/2022
   The FCA has imposed requirements on corporate advisory firm, Alexander David Securities Limited (ADSL), which means it must not dispose of any assets without the written consent of the FCA. Since 29 June 2020, ADSL has not been permitted to

5. Consumer investments data review April 2020 - March 2021

   Data Published: 15/09/2021 Last modified: 13/06/2023
   A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.

6. Assessing the value of financial advice

   Speeches Published: 04/12/2017 Last modified: 11/04/2018
   Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

7. Consumer investments data review 2020

   Data Published: 18/01/2021 Last modified: 13/06/2023
   A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.

8. Stress testing for human beings

   Speeches Published: 27/09/2019 Last modified: 27/09/2019
   Speech by Charles Randell, Chair of the FCA, delivered at the Gleneagles Pensions & Savings Symposium.

9. Financial promotions quarterly data 2022 Q4

   Data Published: 03/02/2023 Last modified: 05/05/2023
   We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2022 to 31 December 2022.

10. Preparing your firm's wind-down plan

    Firm authorisation Published: 01/03/2024 Last modified: 01/03/2024
    Wind-down plans help firms exit the market in an orderly manner if their business is no longer viable. Find out when and how to prepare one for your firm.