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Showing 311 to 320 of 1488 search results for Pensions%20TechSprint.
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TR13/8 - The governance of unit-linked funds [pdf]
This thematic review was pre-emptive and focused on ensuring that firms have arrangements in place to ensure that customers’ interests are protected effectively. -
Financial Lives resources library
Available materials from the Financial Lives surveys including publications, questionnaires and data. -
Online trading scams
Find out how online trading scams work, how to avoid scams and what to do if you’re scammed. -
Regulators in the EU and European Economic Area (EEA)
See a list of the relevant regulators for each country in the EU and European Economic Area (EEA). -
FSA - GC12/12 [pdf]
This is the second review of SIPP operators we have conducted since April 2007, when the specific activity of administering Self-Invested Personal Pensions (SIPPs) became regulated by the Financial Services Authority (FSA). -
FSA - PS12/17 [pdf]
Policy FSA - PS12/17 - This Policy Statement (PS) provides feedback on the responses we received to CP 12/10 and presents the final rules we have adopted, which are contained in Appendix 1. -
Tackling the hard questions
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Thomson Reuters Annual Compliance & Risk Summit on 26 April 2016, in London. This is the text of the speech as drafted, which may differ from the -
FSA - CP12/10 [pdf]
Consultation FSA - CP12/10 - This Consultation Paper (CP) is a joint consultation between the FSA and the Financial Reporting Council (FRC). As well as updating the assumptions to be used for non-MiFID product projections and transfer value analysis -
About the data
Find out more information about our retirement income market data. -
PS18/6: Advising on Pension Transfers
The FCA has published rules on how advice should be provided to consumers on pension transfers where consumers are considering giving up safeguarded benefits.