Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 131 to 140 of 172 search results for Pensions Regulator and the FCA publish joint regulatory.

  1. It's time for an Enlightenment on financial inclusion

    Speeches Published: 29/09/2023 Last modified: 29/09/2023
    Speech by Nikhil Rathi, the FCA's Chief Executive, delivered at PwC Glasgow for the Scottish Financial Enterprise: Extending Financial Inclusion event.

  2. The FCA’s Business Plan and Priorities

    Speeches Published: 16/05/2018 Last modified: 16/05/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester

  3. Towards end of the transition period: getting ready for a new environment

    Speeches Published: 12/11/2020 Last modified: 12/11/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK’s Regulatory Regime for Financial Services Summit.

  4. The new simplified advice regime and the advice / guidance boundary review

    Speeches Published: 21/03/2023 Last modified: 21/03/2023
    Speech by Therese Chambers, our Director of Consumer Investments, delivered at the TISA Financial Advice and Guidance Conference.

  5. CP16/10: Proposed implementation of the Enforcement Review and the Green Report

    Consultation papers Published: 14/04/2016 Last modified: 14/04/2016
    The HM Treasury review acknowledged that both regulators had delivered strong enforcement action. ... The FCA and the PRA intend to implement these recommendations. As the recommendations have been made across the full lifecycle of an enforcement case,

  6. The drive for data in Non-Bank Financial Intermediation (NBFI)

    Speeches Published: 16/05/2023 Last modified: 16/05/2023
    Speech by Ashley Alder, FCA Chair, delivered at the Managed Funds Associations’ Global Summit

  7. CP15/14: FCA Regulated fees and levies: rates proposals 2015/16

    Consultation papers Published: 25/03/2015 Last modified: 03/05/2024
    We are consulting on our proposed 2015/16 regulatory fees and levies.

  8. Prudential Regulation Authority and Financial Conduct Authority consult on proposals to improve responsibility and accountability in the banking sector

    Press Releases Published: 30/07/2014 Last modified: 04/11/2019
    The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) have today published two joint consultation papers aimed at improving individual responsibility and accountability in the banking sector.

  9. FCA publishes Annual Report 2015/16 and report of its competition activities since 2013

    Press Releases Published: 12/07/2016 Last modified: 12/07/2016
    FCA publishes Annual Report 2015/16 and report of its competition activities since 2013. ... The FCA now regulates over 56,000 firms and 125,000 approved persons.

  10. Navigating the UK's Digital Regulation Landscape: Where are we headed?

    Speeches Published: 22/04/2024 Last modified: 23/04/2024
    Speech by Nikhil Rathi, FCA Chief Executive delivered at the Digital Regulation Cooperation Forum (DRCF)