Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 81 to 90 of 890 search results for Pensions Advisory Service.

  1. Investment advisers’ and authorised firms’ responsibilities when accepting business from unauthorised introducers or lead generators

    News stories Published: 02/08/2016 Last modified: 24/01/2017
    This alert highlights some of the risks arising from authorised firms accepting business from unauthorised introducers/lead generators and/or other authorised firms (the ‘introducer’).
  2. Fraudsters may be targeting former clients of Synergy Wealth and Westbury Private Clients

    News stories Published: 19/03/2020 Last modified: 27/03/2020
    Fraudsters may be contacting former clients of the Wales-based financial advisory firm Synergy Wealth Ltd (Synergy) and London-based investment management firm Westbury Private Clients LLP (Westbury).
  3. FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs

    Press Releases Published: 21/09/2015 Last modified: 21/09/2015
    Service. She was a Non-Executive Director of the Serious Organised Crime Agency from 2005-2010. ... In June 2002 she was awarded a CBE for services to data protection.
  4. The Financial Conduct Authority publishes review into delivering ‘independent’ financial advice following the implementation of the Retail Distribution Review

    Press Releases Published: 20/03/2014 Last modified: 20/03/2014
    A thematic review published today by the Financial Conduct Authority (FCA) shows that most advisory firms describing their service as ‘independent’ appeared to use the description accurately. ... referrals to discretionary investment services. This
  5. Unit-linked funds’ governance review (follow up to PS18/8): findings and next steps

    Multi-firm reviews Published: 24/09/2019 Last modified: 24/09/2019
    We reviewed firms’ governance practices covering the value provided by unit-linked funds. This is part of wider work in this area, including a review of non-workplace pensions, the governance of unit-linked mirror funds, and the effectiveness and
  6. FCA bans and censures managing director of SIPP operator Montpelier Pension Administration Services Limited

    Press Releases Published: 18/04/2013 Last modified: 25/11/2021
    The FCA has banned Kevin Wells, the managing director of Montpelier Pension Administration Services Limited (MPAS), from performing any significant influence function at any regulated firm, and also censured him.
  7. Consumers

    Consumers Last modified: 20/10/2021
    Consumers can find out about their rights with banking, insurance, mortgages and financial advice, and how to complain or avoid scams.
  8. Homepage

    Last modified: 26/11/2021
    The Financial Conduct Authority is the conduct regulator for around 51,000 financial services firms and financial markets in the UK and the prudential supervisor for 49,000 firms
  9. Firms

    Firms Last modified: 14/10/2021
    Tasks for regulated firms and authorisation information for new firms
  10. Coronavirus (Covid-19): support for consumers

    Consumers Last modified: 18/11/2021
    Read our advice on mortgages, insurance, personal loans and overdrafts, and stay aware of any possible impact coronavirus could have on your money.