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Showing 61 to 70 of 890 search results for Pensions Advisory Service.

  1. CP15/7: Proposed changes to our pension transfer rules

    Consultation papers Published: 04/03/2015 Last modified: 04/03/2015
    CP15/7: Proposed changes to our pension transfer rules. Consultation papers First published:. ... This consultation will be of interest to financial advisory firms advising on pension transfers and pension providers receiving transfer business.
  2. FCA bans and fines two individuals for pension advice failings

    Press Releases Published: 20/03/2015 Last modified: 24/03/2020
    Lloyd Pope and Peter Legerton, former directors of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), have been banned from senior positions in financial services by the Financial Conduct Authority (FCA).
  3. The regulation of advice – recommendations post FAMR

    Speeches Published: 20/04/2016 Last modified: 20/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Westminster and City industry forum on FAMR, on 13 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.
  4. Open Finance: an opportunity for financial services

    Speeches Published: 18/11/2019 Last modified: 18/11/2019
    Speech by Sheldon Mills, Director of Competition at the FCA, delivered at The Investments and Savings Alliance​​​​​​​ (TISA) Open Finance Conference, London.
  5. FCA, TPR and MaPS joint statement on Rolls-Royce defined-benefit pensions scheme

    Statements Published: 28/10/2020 Last modified: 28/10/2020
    We have issued a data request to a number of advisers who have advised on transfers from the Rolls-Royce defined benefit (DB) pension scheme.
  6. Information for SIPP operators in light of Berkeley Burke administration

    Statements Published: 04/10/2019 Last modified: 11/10/2019
    On 18 September 2019 the directors of Berkeley Burke SIPP Administration Limited ('BBSAL'), a firm authorised and regulated by the FCA, appointed Adrian Allen and Diana Frangou of RSM Restructuring Advisory LLP as Joint Administrators
  7. CP14/24: Charges in workplace personal pension schemes

    Consultation papers Published: 30/10/2014 Last modified: 15/01/2015
    The intention is to protect members from high charges and paying for advisory services that they do not need, or that are provided to their employer. ... fund managers and other third parties providing services to firms operating workplace personal
  8. Consumer warning on Northern Provident Investments

    News stories Published: 06/08/2021 Last modified: 27/08/2021
    Northern Provident Investments Ltd has proposed entering creditors’ voluntary liquidation. The FCA believes there is a high risk of scammers trying to take advantage of customers
  9. PS21/12: Assessing value for money in workplace pension schemes and pathway investments: requirements for IGCs and GAAs

    Policy statements Published: 04/10/2021 Last modified: 04/10/2021
    We are consulting on how Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) compare the value for money (VfM) of pension products and services and promote the best value for pension scheme members.
  10. FCA makes Market Investigation Reference for investment consultancy services

    Press Releases Published: 14/09/2017 Last modified: 14/09/2017
    The Financial Conduct Authority (FCA) has today confirmed its final decision to make a Market Investigation Reference (MIR) to the Competition and Markets Authority (CMA) in relation to investment consultancy and fiduciary management services.