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Showing 21 to 30 of 1783 search results for PRA.

21. CP15/29: Amendments to Various Forms [pdf]

    Consultation papers Published: 18/09/2015 Last modified: 18/09/2015
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) set out proposed amendments to four forms used by firms and individuals relating to regulatory approval for certain roles.

22. FSA - CP12/39 [pdf]

    Consultation papers Published: 20/12/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/39 - In this paper from the Bank of England and the Financial Services Authority, we are consulting on the Prudential Regulation Authority’s (PRA’s) approach to enforcement.

23. FSA - CP12/30 [pdf]

    Consultation papers Published: 06/11/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/30 - This Consultation Paper sets out the proposed scheme that the Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Bank of England (the Bank) will follow when investigating complaints made

24. TSB fined £48.65m for operational resilience failings

    Press Releases Published: 20/12/2022 Last modified: 20/12/2022
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined TSB Bank plc (“TSB”) a total of £48,650,000 for operational risk management and governance failures, including management of outsourcing risks,

25. CP17/1: Financial Services Compensation Scheme – management expenses levy limit 2017/18 [pdf]

    Consultation papers Published: 16/01/2017
    In a joint consultation with the Prudential Regulation Authority, we are consulting on the management expenses levy limit for the Financial Services Compensation Scheme.

26. FCA and PRA investigations into HBOS senior managers

    Press Releases Published: 28/01/2016 Last modified: 28/01/2016
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have decided to start investigations into certain former HBOS senior managers.

27. New Bank Start-up Unit launched by the financial regulators

    Press Releases Published: 20/01/2016 Last modified: 31/12/2018
    The Prudential Regulation Authority (PRA) and FCA have today launched the New Bank Start-up Unit. The Unit is a joint initiative from the UK’s financial regulators giving information and support to newly authorised banks and those thinking of

28. Joint statement by the FCA, FRC and PRA

    Statements Published: 26/03/2020 Last modified: 27/01/2021
    Financial Conduct Authority, Financial Reporting Council and Prudential Regulation Authority issue a joint statement in response to the coronavirus (Covid-19) situation

29. CP15/31: Strengthening accountability in banking and insurance: regulatory references [pdf]

    Consultation papers Published: 06/10/2015 Last modified: 06/10/2015
    In partnership with the Prudential Regulation Authority (PRA), we are consulting on proposals for regulatory references as part of the wider package of reforms that aim to improve accountability in banks and insurers.

30. CP15/16: Changes to the Approved Persons Regime for Solvency II firms [pdf]

    Consultation papers Published: 27/03/2015 Last modified: 14/09/2015
    In a joint consultation with the Prudential Regulation Authority (PRA), we are proposing changes to our regime for regulating key individuals in firms subject to the Solvency II Directive. The FCA is also proposing changes to the governance