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Showing 141 to 150 of 2251 search results for Our Sector Views.

  1. Decision Notice: Eric Ka Chi Siu [pdf]

    Decision notices Published: 31/05/2019
    This decision notice (Eric Ka Chi Siu) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. Our view is that a fine should be imposed.

  2. Decision Notice 2018: Linear Investments Limited [pdf]

    Decision notices Published: 27/09/2018
    This decision notice refers to breaches of PRIN 3 related to market protection and market abuse in the trading firm sector. Our view is that a fine should be imposed. Linear has agreed the facts set out in the Notice, as well as liability for the

  3. The FCA publishes its Mission and Business Plan

    Press Releases Published: 18/04/2017 Last modified: 11/04/2024
    The FCA has published its Mission, which gives firms and consumers greater clarity about how the FCA prioritises its interventions in financial markets.

  4. FCA calls for views on social investments

    Press Releases Published: 14/12/2015 Last modified: 04/03/2022
    The FCA is calling for contributions on how regulation is working in relation to the social investment market.

  5. Transparency in asset management

    News stories Published: 30/10/2013 Last modified: 15/08/2014
    To achieve this, Financial Conduct Authority Chief Executive Martin Wheatley outlined our key focus for the next 12 months; the use of dealing commission. ... We are not going unilaterally make a decision; we want to take the time to engage and gather

  6. Decision Notice 2018: John Lawrence Radford [pdf]

    Decision notices Published: 26/01/2018
    This decision notice refers to breaches of APER 6 and APER 7 related to client money/assets in the general insurance and protection sector. Our view is that a fine and prohibition should be imposed.

  7. List of industry guidance

    Tasks for regulated firms Published: 05/08/2015 Last modified: 08/02/2023
    FCA list of industry guidance

  8. Apply to become a debt firm

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a debt advice, debt collection or debt purchaser firm, or if you conduct debt administration.

  9. Access to cash coverage in the UK 2021 Q4

    Data Published: 16/06/2022 Last modified: 16/06/2022
    The FCA provides an overview of geographical cash access coverage in the UK at the end of the fourth quarter of 2021. This is the fourth in a series of regular updates that will monitor coverage over time.

  10. Finance for positive, sustainable change

    Blogs Published: 10/02/2023 Last modified: 14/02/2023
    In this blog, Sacha Sadan delves into how the FCA has been working with industry, government and global partners to raise ESG standards.
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