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Showing 72 to 81 of 264 search results for Our Dear CEO letter.

  1. Chief Executive

    Understand the key responsibilities of our Chief Executive

  2. Statement on the UK Coronavirus Business Interruption Loan Scheme (CBILS) and the new Bounce Back Loan Scheme (BBLS)

    Statements Published: 27/04/2020 Last modified: 26/05/2021
    The Treasury has today announced amendments to the UK’s CBILS scheme to support small businesses. This statement sets out the FCA’s approach to its regulation of firms in relation to the Government’s CBILS and BBL schemes.

  3. Proposed amendments to the Benchmarks Regulation

    Firms Focus areas Markets Markets policy Published: 23/06/2020 Last modified: 15/02/2023
    The Government’s has announced that it intends to bring forward legislation to amend the Benchmarks Regulation (BMR) to give us enhanced powers.

  4. FCA tells credit card firms to review their approach to persistent debt customers

    Press Releases Published: 03/02/2020 Last modified: 03/02/2020
    FCA tells credit card firms to review their approach to persistent debt customers.

  5. IFPR implementation observations: quantifying threshold requirements and managing financial resources

    Multi-firm reviews Published: 27/02/2023 Last modified: 09/03/2023
    Firms should consider these and how they can strengthen their processes.

  6. Investment managers still failing to ensure effective oversight of best execution

    Multi-firm reviews Published: 03/03/2017 Last modified: 25/11/2021
    We outline findings from supervisory work looking at how investment managers deliver best execution for their clients.

  7. TR15/3: Arrears and Forbearance in High-Cost Short-term Credit

    Thematic reviews Published: 10/03/2015 Last modified: 10/03/2015
    In some cases our investigations are ongoing and we will consider what further action to take in due course. ... We have given feedback to each firm in our sample about the good and poor practices we observed in their businesses.

  8. Ensuring the fair treatment of customers in vulnerable circumstances

    Firms Published: 16/06/2022 Last modified: 16/06/2022
    The positive steps firms have taken to embed FCA guidance and the areas where we expect to see improvement.

  9. FCA writes to firms about the treatment of retained interest on customers’ cash balances

    Press Releases Published: 12/12/2023 Last modified: 12/12/2023
    The Financial Conduct Authority (FCA) has today written to investment platforms and SIPP operators setting out its concerns on the way they deal with any interest earned on customers’ cash balances.

  10. Claims management companies must raise advertising standards, says FCA

    Press Releases Published: 23/08/2019 Last modified: 23/08/2019
    Claims management companies (CMCs) must do more to ensure their promotions do not mislead potential customers according to the Financial Conduct Authority (FCA). Since the FCA took over regulation of CMCs on 1 April 2019 it has reviewed over 200 CMC

  11. FCA publishes results of thematic reviews into enhanced transfer values and SIPP operators

    Press Releases Published: 21/07/2014 Last modified: 21/07/2014
    It is disappointing that our review saw failings in the advice given, particularly when incentives have been provided to consumers to transfer. ... The FCA has written to the CEO’s of all SIPP firms to warn them of the failings uncovered by its recent