Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 52 to 61 of 264 search results for Our Dear CEO letter.

  1. Chief Executive

    Understand the key responsibilities of our Chief Executive

  2. PS15/4: Retirement reforms and the guidance guarantee

    Policy statements Published: 27/02/2015 Last modified: 17/08/2021
    In this Policy Statement we publish the final rules in respect of retirement risk warnings. The rules have been made without consultation, in reliance on section 138L of the Financial Services and Markets Act 2000.

  3. Conduct risk during LIBOR transition

    Firms Focus areas Markets Markets policy Published: 19/11/2019 Last modified: 09/01/2023
    Questions and answers for firms on conduct risk during LIBOR transition.

  4. Asset managers told to review liquidity management in funds

    Press Releases Published: 06/07/2023 Last modified: 06/07/2023
    We have reviewed liquidity management in asset managers and found that firms need to increase their focus on liquidity risk.

  5. Information for SIPP operators in light of Berkeley Burke administration

    Statements Published: 04/10/2019 Last modified: 11/10/2019
    On 18 September 2019 the directors of Berkeley Burke SIPP Administration Limited ('BBSAL'), a firm authorised and regulated by the FCA, appointed Adrian Allen and Diana Frangou of RSM Restructuring Advisory LLP as Joint Administrators

  6. FCA launches general insurance market study

    Press Releases Published: 31/10/2018 Last modified: 31/10/2018
    The Financial Conduct Authority (FCA) has today set out the issues it will focus on as part of a market study into how general insurance (GI) firms charge their customers for home and motor insurance.

  7. So long LIBOR – 3 weeks to go

    Speeches Published: 10/12/2021 Last modified: 10/12/2021
    Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at delivered at Risk.net’s LIBOR telethon.

  8. Statement re: promotion of shares in EMMIT plc

    Press Releases Published: 31/10/2014 Last modified: 21/11/2016
    investors. We have taken action in this matter by publishing our concerns and liaising with the London Stock Exchange before our investigations are complete. ... The FCA’s (and FSA’s) previous warning on SIPPS -and Dear CEO letter.

  9. UK Payment Accounts: access and closures

    Corporate documents Published: 19/09/2023 Last modified: 19/09/2023
    We set out key insights from our work on the provision of payment accounts to personal customers, businesses and charities. We also outline next steps.

  10. FCA announces decision on synthetic US dollar LIBOR

    News stories Published: 03/04/2023 Last modified: 03/04/2023
    In November 2022, we consulted on proposals to require the continued publication of 1-, 3- and 6-month synthetic US dollar LIBOR after 30 June 2023 when the US dollar LIBOR panel is due to cease. 

  11. TR16/6: Principals and their appointed representatives in the general insurance sector

    Thematic reviews Published: 22/07/2016 Last modified: 21/06/2017
    We are sharing our findings with the general insurance sector via this report, and also by sending a Dear CEO letter to the chief executive officers of principal firms with appointed ... Read our:. PDF). radios. Yes. No. What can we do to improve pages