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Showing 51 to 60 of 431 search results for Mutuals Public Register.

  1. EMIR

    Markets Markets policy Published: 24/05/2016 Last modified: 01/10/2020
    Find out more about the European Market Infrastructure Regulation on derivatives, central counterparties and trade repositories (EMIR), which imposes requirements to improve transparency and reduce the risks associated with the derivatives market.
  2. Mutual Societies Public Records - Paper Copy Order Form [doc]

    Forms Published: 01/04/2013 Last modified: 05/04/2013
    Complete this form to make an order order for paper photocopies of a mutual society's public file.
  3. Securitisation

    Markets Markets policy Published: 01/08/2018 Last modified: 01/10/2020
    EU legislation relating to securitisation is intended to make the European securitisation market work more effectively.
  4. Regulated Covered Bonds Register

    Firms Registers and systems Published: 13/05/2016 Last modified: 01/09/2020
    The Regulated Covered Bonds Register is a public record of all regulated covered bond issuers and regulated covered bonds.
  5. Penny shares

    Consumers Published: 18/04/2016 Last modified: 26/08/2020
    Find out why you should be cautious about investing in penny shares or penny stocks, and how to protect yourself if you have invested.
  6. Financial Advisers

    Financial advisers Last modified: 08/10/2020
    Financial advisers must be up to speed with the latest, relevant policy to better serve consumers. Read our comprehensive resources for financial advisers here.
  7. Partial amendment to rules form [docx]

    Forms Published: 02/09/2019
    Mutual societies form. Use this to register a partial rule change for a society registered under the Friendly Societies Act 1974
  8. FCA statement on proposals to introduce a public register

    Statements Published: 26/02/2018 Last modified: 26/02/2018
    Later this year, the Financial Conduct Authority (FCA) will consult on proposals to make information available on a wider range of individuals at authorised firms.
  9. Investment Managers

    Investment managers Last modified: 09/10/2020
    Investment managers need to be authorised and utilise the available support to best help consumers. Find useful links, publications and expectations for investment management firms.
  10. Complete amendment of rules form [docx]

    Forms Published: 02/09/2019
    Mutual societies form. Use this to register a complete rule change for a society registered under the Friendly Societies Act 1974.