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Showing 1 to 10 of 139 search results for MiFID II could affect.

1. Investor protection under MiFID II

   Speeches Published: 20/10/2015 Last modified: 20/10/2015
   Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

2. MiFID II – the road ahead

   Speeches Published: 20/10/2015 Last modified: 26/10/2015
   Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

3. MiFID II: product governance review

   Multi-firm reviews Published: 26/02/2021 Last modified: 15/04/2021
   In this MiFID II review we looked at product governance in a sample of 8 asset management firms.

4. Review on disclosure of costs by asset managers

   Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
   We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

5. Wholesale market policy – a year in review

   Speeches Published: 11/12/2015 Last modified: 11/12/2015
   Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the

6. PRIIPs Regulation

   Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
   Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.

7. From intellectual certainty to debate

   Speeches Published: 25/02/2015 Last modified: 26/02/2015
   And, in core policy areas that set the framework for secondary market trading, like MiFID II, draft technical standards have been published and are now open for consultation. ... Just two on liquidity. And this, effectively, is the subtext to MiFID II

8. Statement on communications in relation to PRIIPs and UCITS

   Statements Published: 30/11/2023 Last modified: 30/11/2023
   Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry.

9. FCA steps up focus on fair use of client dealing commission

   Press Releases Published: 10/07/2014 Last modified: 10/07/2014
   The review includes a discussion of the potential costs, benefits and competition impacts of potential changes to the relevant European legislation (MiFID II) that could significantly restrict the use of dealing ... 4. New European regulations (Markets

10. Price: the cornerstone of markets

    Speeches Published: 03/02/2014 Last modified: 18/01/2017
    Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the