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Showing 161 to 170 of 409 search results for MiFID II Application.

  1. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I [pdf]

    Consultation papers Published: 15/12/2015 Last modified: 15/12/2015
    We set out our implementation proposals, and seek views on the proposed changes to the FCA Handbook.
  2. UK Benchmarks Regulation

    Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
    The Benchmarks Regulation (BMR) aims include ensuring benchmarks are robust and reliable. Learn more about how this affects you and the different benchmarks.
  3. UK actions under MiFID II Articles 32 and 52 [xlsx]

    Data Published: 22/06/2018 Last modified: 31/05/2024
    Publication of UK FCA actions (suspensions, removals and restorations) under MiFID article 32 and 52.
  4. MiFID II Occupational Pension Scheme (OPS) Firms [pdf]

    Impact assessments Published: 04/07/2018
  5. MiFID II Taping [pdf]

    Impact assessments Published: 04/07/2018
  6. [pdf]

    Documents Published: 26/03/2015 Last modified: 26/03/2015
  7. MiFID II Inducements [pdf]

    Impact assessments Published: 04/07/2018
  8. MiFID II Independence [pdf]

    Impact assessments Published: 04/07/2018
  9. MiFID II conference: Commodities [pdf]

    Documents Published: 11/11/2014 Last modified: 03/08/2016
  10. MiFID II wholesale firms conference 2015

    News stories Published: 30/10/2015 Last modified: 11/11/2015
    MiFID II wholesale firms conference 2015. News stories First published:. 30/10/2015. ... See our updates on:. Sign up to receive regular emails about MiFID II.