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Showing 71 to 80 of 156 search results for MiFID II to the Prospectus Rules.
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Assessing the value of financial advice
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London. -
Inducements and conflicts of interest thematic review: key findings
We are not publishing a thematic report, as this work will be taken into account in our planned MiFID II consultation paper. ... However, given the recent European Parliament confirmation of the delay in implementing MiFID II to 3 January 2018, we are -
FS15/1: Discussion on the use of dealing commission
This paper reports on the main issues arising from Discussion Paper DP14/3: Discussion on the use of dealing commission regime, and sets out next steps. -
Where next for UK Market Structure
Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at Rosenblatt's European Market Structure conference. -
Brexit – what we expect firms and other regulated persons to do now
The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use -
Statement of Policy: listed companies and recapitalisation issuances during the coronavirus crisis
The FCA today announces a series of measures aimed at assisting companies to raise new share capital in response to the coronavirus crisis while retaining an appropriate degree of investor protection. -
Passporting between the UK and Gibraltar
Passporting is no longer available except for firms that wish to passport between the UK and Gibraltar until 31 December 2023. Find out more. -
CP15/42: Quarterly Consultation Paper No. 11
make consequential changes to the Handbook for Solvency II and non-Directive firms. ... make changes to address the impact on LR (Listing Rules) of changes to PR (Prospectus Rules) proposed in CP15/28. -
PS21/20: Changes to UK MiFID’s conduct and organisational requirements
We set out our final policy position and rules on changes to the research rules and removal of best execution reporting in RTS 27 and RTS 28 following feedback to CP21/9. -
Supervision of UK regulated covered bonds
Find out about our role supervising regulated covered bond programmes and regulated covered bonds, key features of the regime and stress testing.