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Showing 61 to 70 of 387 search results for MiFID II implementation.
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CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I [pdf]
We set out our implementation proposals, and seek views on the proposed changes to the FCA Handbook. -
CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI [pdf]
We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V [pdf]
We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV [pdf]
We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook. -
Implementing MiFID II – multi-firm review of research unbundling reforms
Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how -
Statement on communications in relation to PRIIPs and UCITS
Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry. -
Four building blocks of efficient capital markets
Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference -
Andrew Bailey keynote speech on MiFID II at the European Independent Research Providers Association
Speech by Andrew Bailey, Chief Executive of the FCA, on the Markets in Financial Instruments Directive (MiFID II) at the European Independent Research Providers Association. -
Effective global regulation in capital markets
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London -
Key requirements of firms
Firms should have prioritised these key requirements following the end of the transition period.