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Showing 51 to 60 of 387 search results for MiFID II implementation.
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Wholesale market policy – a year in review
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the -
MiFID II: product governance review
In this MiFID II review we looked at product governance in a sample of 8 asset management firms. -
CP16/29: Markets in Financial Instruments Directive II implementation – Consultation Paper III [pdf]
We are consulting on our third set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook. -
PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II [pdf]
This is our final policy statement setting out final rules for our implementation of MiFID II. -
MiFID II costs and charges disclosures review findings
As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and -
Assessing the value of financial advice
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London. -
Minutes of the MiFID II implementation: trading venue roundtable, February 2016 [pdf]
From the meeting held on 5 February 2016 -
CP16/19: Markets in Financial Instruments Directive II Implementation [pdf]
We set out our latest implementation proposals, and seek views on the proposed changes to the FCA Handbook. -
FCA finds MiFID II research unbundling rules working well for investors
The Financial Conduct Authority (FCA) has today published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) research unbundling rules have improved asset managers’ accountability over costs, saving -
PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I [pdf]
This is our first policy statement setting out our near final rules for our implementation of MiFID II.