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Showing 41 to 50 of 387 search results for MiFID II implementation.

41. Minutes of the MiFID II implementation roundtable: November 2015 [pdf]

    Meeting minutes Published: 08/12/2015 Last modified: 08/12/2015
    From the meeting held on 30 November 2015

42. Recent developments in financial markets

    Speeches Published: 01/03/2018 Last modified: 09/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing.

43. MiFID II and the fight against financial crime

    Speeches Published: 11/07/2018 Last modified: 20/07/2018
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

44. From intellectual certainty to debate

    Speeches Published: 25/02/2015 Last modified: 26/02/2015
    Including areas like FX remediation work, the Fair and Effective Markets Review, MiFID II implementation, wholesale competition work and the like – where policy discussions over economic objectives are heavily contextualised by ... Just two on liquidity

45. MiFID II: authorisation and variation of permissions

    News stories Published: 18/09/2017 Last modified: 30/08/2023
    The FCA publishes MiFID 2 guide.

46. FCA response to ESMA's public statement on LEIs

    News stories Published: 20/12/2017 Last modified: 20/12/2017
    On 20 December, ESMA issued a public statement to support the smooth introduction of the Legal Entity Identifier (LEI) requirements for MiFID II implementation.

47. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I

    Consultation papers Published: 15/12/2015 Last modified: 22/08/2019
    HM Treasury (The Treasury) consulted on most of the changes to UK legislation required to implement MiFID II in March 2015. ... At the same time, we began our own consultation process and published a discussion paper, DP15/3, about issues where we have

48. FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation

    Press Releases Published: 29/07/2016 Last modified: 29/07/2016
    FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation. ... The Financial Conduct Authority (FCA) has today published its second consultation paper (CP16/19) on the implementation of the Markets in

49. Wholesale market policy – a year in review

    Speeches Published: 11/12/2015 Last modified: 11/12/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the

50. FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation

    Press Releases Published: 31/03/2017 Last modified: 31/03/2017
    The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting