Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 91 to 100 of 138 search results for MiFID II could affect.

  1. Investment managers still failing to ensure effective oversight of best execution

    Multi-firm reviews Published: 03/03/2017 Last modified: 25/11/2021
    We outline findings from supervisory work looking at how investment managers deliver best execution for their clients.

  2. The FCA sees improvements in suitability at wealth managers, but concerns remain

    Press Releases Published: 09/12/2015 Last modified: 09/12/2015
    MiFID II will be coming into force in the UK and some of its provisions will apply to firms providing portfolio management services to retail customers. ... In August 2015, the FCA and HM Treasury launched the Financial Advice Market Review (FAMR), which

  3. Regulating high frequency trading

    Speeches Published: 04/06/2014 Last modified: 04/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at the Global Exchange and Brokerage Conference, New York. This is the text of the speech as drafted, which may differ from the delivered version.

  4. FCA confirms extension of the Temporary Permission Regime deadline

    Press Releases Published: 24/05/2019 Last modified: 24/05/2019
    The FCA has today confirmed the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. TPR would allow EEA-based firms passporting into the UK to continue new and existing regulated

  5. Modelling integrity through culture

    Speeches Published: 19/11/2013 Last modified: 19/11/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.

  6. FCA steps up efforts to ensure firms are getting ready for a no-deal Brexit

    Press Releases Published: 11/09/2019 Last modified: 06/10/2020
    We are stepping up our efforts to ensure firms are aware of what they need to do to prepare for the potential of a no-deal Brexit.

  7. Notice to all FCA regulated firms with exposure to cryptoassets

    Statements Published: 24/03/2022 Last modified: 24/03/2022
    We are reminding all regulated firms of their existing obligations when they are interacting with or exposed to cryptoassets and related services.

  8. Call for Input: PRIIPs Regulation – initial experiences with the new requirements

    Feedback statements Published: 28/02/2019 Last modified: 28/02/2019
    In this Feedback Statement, we summarise responses to our Call for Input on the Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation. We also outline our next steps.

  9. Balance of interests

    Speeches Published: 26/06/2013 Last modified: 18/01/2017
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Towards more effective stewardship

    Speeches Published: 03/04/2019 Last modified: 04/03/2022
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the LSE in London.