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Showing 21 to 30 of 64 search results for MiFID II and seeking views on the proposed changes.

  1. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

    Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
    We are seeking views from firms and other stakeholders on certain aspects of MiFID II where we have policy choices to make. ... As well as discussing topics where we have choices to make, we also highlight some important changes that MiFID II is likely

  2. CP16/19: Markets in Financial Instruments Directive II Implementation [pdf]

    Consultation papers Published: 29/07/2016 Last modified: 29/07/2016
    We set out our latest implementation proposals, and seek views on the proposed changes to the FCA Handbook.

  3. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I [pdf]

    Consultation papers Published: 15/12/2015 Last modified: 15/12/2015
    We set out our implementation proposals, and seek views on the proposed changes to the FCA Handbook.

  4. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I

    Consultation papers Published: 15/12/2015 Last modified: 22/08/2019
    We set out our implementation proposals, and seek views on the proposed changes to the FCA Handbook. ... HM Treasury (The Treasury) consulted on most of the changes to UK legislation required to implement MiFID II in March 2015.

  5. CP21/28: New cancellation and variation power: Changes to the Handbook and Enforcement Guide [pdf]

    Consultation papers Published: 09/09/2021
    We are seeking views on the third tranche of our proposed rules to introduce the Investment Firms Prudential Regime (IFPR), a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

  6. MiFID II: The future of European trading in the balance

    Speeches Published: 19/09/2014 Last modified: 01/11/2016
    Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

  7. CP22/4: Quarterly Consultation Paper No. 35

    Consultation papers Published: 04/03/2022 Last modified: 25/08/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  8. FCA publishes first consultation on new prudential regime for UK investment firms

    News stories Published: 14/12/2020 Last modified: 14/12/2020
    The FCA is seeking views on its proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR) for FCA prudentially-regulated investment firms

  9. CP15/28: Quarterly Consultation Paper No. 10

    Consultation papers Published: 04/09/2015 Last modified: 13/01/2017
    Since publishing our consultation, the MiFID II Delegated Regulation has been published and it now makes specific reference to the identification of the subject of a firm’s suitability assessment where ... As such, we concluded that it would not be

  10. Brexit and financial services: where have we got to?

    Speeches Published: 25/10/2018 Last modified: 26/10/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the City Banquet, Mansion House, London.