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Showing 81 to 86 of 86 search results for MiFID II Wholesale Conference.
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TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesale markets
TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesale markets. ... Proposed regulations under MiFID II will have a significant impact on the market, especially on broker crossing networks. -
FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions
to take forward the announced wholesale market study into competition in investment and corporate banking. ... to contribute to international benchmark reform. to work with firms preparing for the implementation of MiFID II and the Market Abuse -
FCA publishes the final report of its investment and corporate banking market study
The FCA has today published the final findings of its investment and corporate banking market study and set out a targeted package of remedies to ensure effective competition in the market. -
Fair, transparent and competitive: the FCA’s vision for the asset management sector
Speech by Clive Adamson, FCA Director of Supervision, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Market abuse requires a dynamic response to a changing risk profile
MAR and MiFID II define what constitutes unacceptable conduct and practice, including behaviour that amounts to giving false or misleading impressions to the market. ... MiFID II has been, amongst many things, an exercise in bringing together a common -
A strategy for positive change: our ESG priorities
The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.