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Showing 71 to 80 of 325 search results for MiFID II Conference.
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MiFID II Research and Inducement [pdf]
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FCA publishes third MiFID II consultation paper
The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II). -
FCA to ask firms for their views on MiFID II implementation
How MiFID II’s requirements on costs and charges disclosure could be implemented practically. ... Exploring potential MiFID II inducement rules for advisers, discretionary investment managers and other firms. -
MiFID II: applications for permissions needed now
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
Trading Venue Notifications (RMs, MTFs, OTFs) [pdf]
Trading venue MiFID notification and application guide. -
MiFID II – Application and notification user guide [pdf]
This user guide helps firms to decide which applications and notifications they should make to prepare for the implementation of MiFID II. -
MIFID II Ancillary Activity Exemption – Notification Guide [pdf]
Use this gudie when submitting an annual notification confirming use of the ancilliary activity exemption. -
Minutes of the MiFID II implementation: Trade Association Roundtable, February 2016 [pdf]
From the meeting held on 22 February 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, May 2016 [pdf]
From the meeting held on 26 May 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, April 2016 [pdf]
From the meeting held on 25 April 2016.