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Showing 61 to 70 of 325 search results for MiFID II Conference.

61. MiFID II Independence [pdf]

    Impact assessments Published: 04/07/2018

62. [pdf]

    Documents Published: 15/10/2014 Last modified: 15/10/2014

63. Impact Assessment: MiFID II product governance [pdf]

    Impact assessments Published: 01/08/2018
    Extension of MiFID II product governance provisions to non-MiFID firms

64. FCA statement on MiFID II inducements and research

    Statements Published: 26/10/2017 Last modified: 26/10/2017
    The FCA welcomes the announcements made today by the European Commission and the US Securities and Exchange Commission (US SEC) in relation to the MiFID II inducements and research reforms and their interaction with US regulation.

65. [pdf]

    Documents Published: 03/01/2017 Last modified: 10/05/2018

66. MiFID II Investment Research [pdf]

    Impact assessments Published: 04/07/2018

67. MiFID II Best Execution [pdf]

    Impact assessments Published: 04/07/2018

68. MiFID II Client Categorisation [pdf]

    Impact assessments Published: 04/07/2018

69. MiFID II Disclosure Requirements [pdf]

    Impact assessments Published: 04/07/2018

70. MiFID II and the fight against financial crime

    Speeches Published: 11/07/2018 Last modified: 20/07/2018
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.