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Showing 21 to 30 of 408 search results for MiFID II Application.
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MiFID II passporting application form: service passport [pdf]
MiFID II notice of intention to provide cross-border services or to amend existing cross-border services passport -
MiFID II passporting application form: MTF/OTF notification [pdf]
MiFID II notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State or to amend details of these arrangements. -
Independence, confidence and fairness
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version. -
MiFID II passporting application form: Tied agent notification [pdf]
MiFID II notice of intention to use a tied agent established in another EEA state or amend EEA tied agent details. -
Event costs
Overall approximate costs for public events that we organise and publicise, from April 2013 onwards. -
CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV
We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook. -
From intellectual certainty to debate
And, in core policy areas that set the framework for secondary market trading, like MiFID II, draft technical standards have been published and are now open for consultation. ... Just two on liquidity. And this, effectively, is the subtext to MiFID II -
FCA Connect
FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II. -
Wholesale market policy – a year in review
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the -
MiFID II: product governance review
In this MiFID II review we looked at product governance in a sample of 8 asset management firms.