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Showing 111 to 120 of 408 search results for MiFID II Application.

  1. MiFID II and the fight against financial crime

    Speeches Published: 11/07/2018 Last modified: 20/07/2018
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

  2. FCA publishes third MiFID II consultation paper

    Press Releases Published: 29/09/2016 Last modified: 29/09/2016
    The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

  3. MiFID II Research and Inducement [pdf]

    Impact assessments Published: 04/07/2018

  4. MIFID II Ancillary Activity Exemption – Notification Guide [pdf]

    Documents Published: 19/07/2017
    Use this gudie when submitting an annual notification confirming use of the ancilliary activity exemption.

  5. Minutes of the MiFID II implementation: Trade Association Roundtable, February 2016 [pdf]

    Meeting minutes Published: 14/03/2016 Last modified: 14/03/2016
    From the meeting held on 22 February 2016.

  6. Minutes of the MiFID II implementation: Trade Association Roundtable, May 2016 [pdf]

    Meeting minutes Published: 03/08/2016 Last modified: 03/08/2016
    From the meeting held on 26 May 2016.

  7. Minutes of the MiFID II implementation: Trade Association Roundtable, April 2016 [pdf]

    Meeting minutes Published: 20/05/2016 Last modified: 20/05/2016
    From the meeting held on 25 April 2016.

  8. Minutes of the MiFID II implementation: Conduct Forum, April 2016 [pdf]

    Meeting minutes Published: 10/05/2016 Last modified: 10/05/2016
    From the meeting held on 18 April 2016.

  9. Minutes of the MiFID II implementation: Trade Association Roundtable, March 2016 [pdf]

    Meeting minutes Published: 13/04/2016 Last modified: 13/04/2016
    From the meeting held on 17 March 2016.

  10. Minutes of the MiFID II implementation: Trade Association Roundtable, September 2016 [pdf]

    Meeting minutes Published: 13/10/2016
    From the meeting held on 6 September 2016.