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Showing 101 to 110 of 408 search results for MiFID II Application.
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Competition in the asset management industry: UK experiences, global implications
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Securities Industry and Financial Markets Association's (SIFMA) 2017 Annual Meeting. -
Position limits for commodity derivative contracts
We are required to set limits on the maximum size of positions which a person can hold in commodity derivatives. Here we set out these position limits. -
Market abuse requires a dynamic response to a changing risk profile
MAR and MiFID II define what constitutes unacceptable conduct and practice, including behaviour that amounts to giving false or misleading impressions to the market. ... MiFID II has been, amongst many things, an exercise in bringing together a common -
A strategy for positive change: our ESG priorities
The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy. -
Free trade in financial services and global regulatory standards: friends not rivals
Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference. -
PS17/27: Insurance Distribution Directive implementation – Feedback to CP17/23 and near-final rules
This is our second Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD). -
PS18/1: Insurance Distribution Directive implementation - Feedback and near-final rules to CP17/33 and other IDD consultations
This is our third Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD). -
MiFID II Best Execution [pdf]
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MiFID II Client Categorisation [pdf]
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MiFID II Disclosure Requirements [pdf]