Search results
Showing 91 to 100 of 1544 search results for LIBOR-related failures.
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Notice of Decision 2024: Timothy Steele [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Freshwinds [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2024: Paydog Ltd [pdf]
This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation. -
Notice of Decision 2024: Bathscene Limited [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Decision Notice 2023: Bradley Hands [pdf]
Headnote Sentence: The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. Notice of -
Final Notice 2023: Statum Limited [pdf]
This Final Notices refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
2019 fines
This page contains information about enforcement fines published during the calendar year ending 2019. -
Final Notice 2015: Bank of Beirut (UK) Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to financial crime risks and failure to be open and cooperative with the Authority. We imposed a fine and a restriction. -
Notice of Decision 2024: Gavin Reid [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
CP23/24: Capital deduction for redress: personal investment firms [pdf]
We highlighted the rising cost of FSCS compensation caused by financial advice firms. This rise in FSCS costs has led to criticism from some firms and trade bodies that the levy is unsustainable and that it represents our failure to prevent harm.