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Showing 21 to 30 of 1513 search results for LIBOR-related failures.

  1. FCA fines Tesco Bank £16.4m for failures in 2016 cyber attack

    Press Releases Published: 01/10/2018 Last modified: 01/10/2018
    The Financial Conduct Authority (FCA) has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for failing to exercise due skill, care and diligence in protecting its personal current account holders against a cyber attack. The cyber attack

  2. Moorhouse fined for failures in relation to its telephone sales

    Press Releases Published: 23/04/2015 Last modified: 23/04/2015
    Moorhouse fined for failures in relation to its telephone sales. Press Releases First published:. ... In April 2013, the FCA conducted a review of telephone sales of commercial vehicle core insurance products and related insurance add-on products by

  3. Notice of Decision 2024: Prestwood Motors Limited [pdf]

    Decision notices Published: 07/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Reporting to Treasury and Parliament

    About us How we operate Published: 18/04/2016 Last modified: 22/12/2023
    The FCA is an independent financial regulator, accountable to the Treasury and Parliament. Find out what this means and how we report on our progress.

  5. FCA fines Interactive Brokers (UK) Limited £1,049,412 for poor market abuse controls and failure to report suspicious client transactions

    Press Releases Published: 25/01/2018 Last modified: 25/01/2018
    The Financial Conduct Authority (FCA) has today imposed a financial penalty on Interactive Brokers (UK) (IBUK) in the amount of £1,049,412 for failings in its post-trade systems and controls for identifying and reporting suspicious transactions in

  6. Notice of Decision 2024: Holland M/C Limited [pdf]

    Decision notices Published: 03/05/2024
    The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

  7. FCA investigation of Royal Bank of Scotland (RBS) IT failures

    Statements Published: 09/04/2013 Last modified: 09/04/2013
    The Financial Conduct Authority has started to conduct an enforcement investigation into the IT failures at RBS which affected the bank’s customers in June and July 2012. The FCA will reach its conclusions in due course and will decide whether or

  8. Notice of Decision 2024: A Street Motors [pdf]

    Decision notices Published: 03/05/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.

  9. FCA outcomes and metrics

    Data Published: 02/04/2022 Last modified: 12/03/2024
    The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them.

  10. FCA fines UBS AG £27.6 million for transaction reporting failures

    Press Releases Published: 19/03/2019 Last modified: 19/03/2019
    UBS AG (UBS) has been fined £27,599,400 by the Financial Conduct Authority (FCA) for failings relating to 135.8 million transaction reports between November 2007 and May 2017.