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Showing 121 to 130 of 298 search results for LIBOR submitter.

121. FSA - Internal Audit Report: A review of the extent of awareness within the FSA of inappropriate LIBOR submissions - management response [pdf]

     Corporate documents Published: 05/03/2013 Last modified: 03/08/2016

122. Online trading scams

     Consumers Scams Published: 21/05/2019 Last modified: 20/03/2023
     Find out how online trading scams work, how to avoid scams and what to do if you’re scammed.

123. Ethics and Economics

     Speeches Published: 04/03/2014 Last modified: 05/03/2014
     Speech by Martin Wheatley, Chief Executive of the FCA, to the Worshipful Company of International Bankers, London 4 March 2014. This is the text of the speech as drafted, which may differ from the delivered version.

124. Best of British Conference

     Speeches Published: 14/11/2014 Last modified: 30/01/2015
     Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the Best of British Conference hosted by JP Morgan, London. This is the text of the speech as drafted, which may differ

125. FCA bans Terry Farr

     Press Releases Published: 29/05/2019 Last modified: 29/05/2019
     The Financial Conduct Authority (FCA) and Action Fraud are warning the public to be wary of investment scams carried out via bogus online trading platforms. This warning comes as cryptoassests and forex investment scams reports more than tripled

126. Wholesale Conduct Risk

     Speeches Published: 24/07/2015 Last modified: 24/07/2015
     If, indeed, they featured at all. Libor triggered a wave of change – regulatory, legislative and within firms. ... The investigation into FX manipulation found many of the same failings as in LIBOR.

127. Senior Managers and Certification Regime

     Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
     The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

128. Forex trading scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Find out how unauthorised forex trading and brokerage firms work, how to avoid scams and what to do if you’re scammed.

129. 5 Conduct Questions Programme

     Tasks for regulated firms Published: 12/04/2017 Last modified: 13/02/2023
     The FCA has engaged with firms on conduct and risk and is now feeding back findings on good and bad practice. The 5 Conduct Questions Programme covers the importance of overall governance, identifying conduct risk and fostering staff engagement

130. Price: the cornerstone of markets

     Speeches Published: 03/02/2014 Last modified: 18/01/2017
     Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the