Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 71 to 80 of 674 search results for Instrument of dissolution.

  1. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI [pdf]

    Consultation papers Published: 03/07/2017
    We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.
  2. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I [pdf]

    Policy statements Published: 31/03/2017
    This is our first policy statement setting out our near final rules for our implementation of MiFID II.
  3. Price: the cornerstone of markets

    Speeches Published: 03/02/2014 Last modified: 18/01/2017
    Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the
  4. CP14/23 Restrictions on the retail distribution of regulatory capital instruments [pdf]

    Consultation papers Published: 29/10/2014 Last modified: 29/10/2014
  5. FSA - FG11/1 [pdf]

    Finalised guidance Published: 04/01/2011 Last modified: 20/10/2014
    Chi-X launched trading in a new type of instrument on 8 November 2010 – centrally cleared contracts for difference (ccCFDs).
  6. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV [pdf]

    Consultation papers Published: 16/12/2016
    We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.
  7. CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V [pdf]

    Consultation papers Published: 31/03/2017
    We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.
  8. FCA consults on aspects of the Markets in Financial Instruments Directive II implementation

    Press Releases Published: 15/12/2015 Last modified: 15/12/2015
    FCA consults on aspects of the Markets in Financial Instruments Directive II implementation. ... The Financial Conduct Authority (FCA) has today published its first consultation paper on the implementation of the new European Markets in Financial
  9. CP16/29: Markets in Financial Instruments Directive II implementation – Consultation Paper III [pdf]

    Consultation papers Published: 29/09/2016
    We are consulting on our third set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.
  10. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.