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Showing 72 to 81 of 347 search results for IDD general good.
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Insurance Distribution Directive
The Insurance Distribution Directive is EU legislation which sets regulatory requirements for firms designing and selling insurance products. -
Financial Sanctions
Find out what to do if your firm is subject to financial sanctions or you suspect there has been a sanctions breach. -
5 questions to ask before you invest
To help you make better decisions, take time to understand both the opportunities and risks of any investment you’re considering. -
Financial promotions case studies
Examples of good and bad practice when promoting financial services, and our expectations for promotions to be clear, fair and not misleading. -
Consumer Duty firm survey – Spring 2023
The FCA commissioned Ipsos UK to undertake an anonymous survey of 1,230 firms in scope of the Consumer Duty. This survey adds to the FCA's understanding of how prepared firms are for when the Duty comes into force for products and services that are -
Best of British Conference
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the Best of British Conference hosted by JP Morgan, London. This is the text of the speech as drafted, which may differ -
Consumer credit income – what to report
See how the FCA charges consumer credit firms annual fees based on the data in the CCR002 or CCR007. -
2016 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. -
LTAF valuation and pricing requirements
This page is intended to help investors and potential investors understand how their units in a Long-Term Asset Fund are priced. -
Penalties, remediation, and our General Principles
FCA Executive Director of Enforcement and Market Oversight, delivered this speech on financial penalties at the City & Financial Global Ltd event, London. -
Investigation opening criteria
Factors the FCA considers when deciding to open an investigation, including how it detects and assesses serious misconduct