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Showing 41 to 50 of 162 search results for George Banco.

  1. Mark Lyttleton sentenced to 12 months imprisonment for insider dealing

    Press Releases Published: 21/12/2016 Last modified: 21/12/2016
    In a prosecution brought by the Financial Conduct Authority (FCA) Mark Lyttleton, a former Equity Portfolio Manager at BlackRock Investment Management (UK) Limited, has today been sentenced to 18 months reduced with credit to 12 months on two counts

  2. Allianz Asset Management (clone) (clone of FCA authorised firm)

    Warnings Published: 07/06/2013 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  3. Wealth Capital / Wealth Capital FM (trading name of Astra Consulting)

    Warnings Published: 24/12/2019 Last modified: 31/08/2021
    Wealth Capital / Wealth Capital FM (trading name of Astra Consulting) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  4. A changing landscape: the FCA’s strategic priorities for the pensions sector

    Speeches Published: 04/07/2019 Last modified: 04/07/2019
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at Pensions and Benefits UK 2019.

  5. Kleinwort Benson Private Bank (clone of FCA authorised firm)

    Warnings Published: 07/12/2016 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  6. FCA obtains High Court judgment against unauthorised mortgage brokers

    Press Releases Published: 14/11/2022 Last modified: 14/11/2022
    The FCA has obtained a judgment against London Property Investments (U.K) Limited (LPI), NPI Holdings Limited, their director Daniel Stevens and his father, Tony Stevens, for arranging mortgages without FCA authorisation and exploiting vulnerable

  7. FCA appoints new Director of Enforcement and Market Oversight and Director of Risk

    Press Releases Published: 05/06/2015 Last modified: 08/11/2016
    Mark Steward is currently the head of enforcement at the Hong Kong Securities and Futures Commission, and Barbara Frohn is Managing Director of Banco Santander and currently on secondment to the

  8. Brookfield Investment Funds Plc (Clone of FCA Authorised Schedule 5 firm)

    Warnings Published: 27/04/2020 Last modified: 09/12/2021
    Brookfield Investment Funds Plc (Clone of FCA Authorised Schedule 5 firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  9. Foreign Exchange Clearing House (FXCH) (forex-swiss.com)

    Warnings Published: 18/04/2013 Last modified: 06/07/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  10. Letter from the Chairman to the Chancellor on the supervisory work on the fair treatment of long standing customers in life insurance

    Statements Published: 01/04/2014 Last modified: 01/04/2014
    The Rt Hon George Osborne MP. Chancellor of the Exchequer. HM Treasury. ... Dear George. Thank you for your letter. I would like to assure you that at the meeting last Friday, the Board of the FCA shared similar concerns to your own about